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Revealing Prior-Austenite Grain Boundaries in Heat-Treated Steels
by George F. Vander Voort
April 6, 2010
The mechanical properties of heat-treated alloy steels are strongly influenced by the grain size of the parent austenite phase before quenching. But revealing the prior-austenite grain boundaries (PgGBs or PAGBs) can be quite difficult depending upon the alloy and its microstructure.
There are a number of well-established (see ASTM E 112, for
example) procedures that are used to decorate the PgGBs during a
heat-treatment cycle, e.g., the McQuaid-Ehn carburizing test (Fig.
1) and the oxidation test. In some medium-carbon steels, at a
specific cooling rate, proeutectoid ferrite will precipitate at the
PgGBs, while in high-carbon steels (generally hypereutectoid tool
steels), proeutectoid cementite will precipitate on the PgGBs upon
slow cooling from elevated temperatures. These conditions are often
seen in as-cast or as-rolled steels, as shown in Figures 2 and 3.
But these methods cannot be applied to determine the
prior-austenite grain size of a steel part or component that has
already been heat treated, as these methods will produce a
different grain size. For this problem – and this is a common
situation in failure analysis – one can only use an etching
technique to reveal the PgGBs.

Fig. 1. Microstructure of 9310 alloy steel after the McQuaid-Ehn
test using alkaline sodium picrate (90°C – 45 sec.) to darken the
cementite precipitated in the prior-austenite grain boundaries
(magnification bar is 100 µm long);
Fig. 2. Proeutectoid ferrite precipitated in the prior-austenite grain boundaries in an as-cast Fe - 0.38%C - 0.26%Si - 0.79% Mn steel (2% nital);
Fig. 3. Proeutectoid cementite precipitated on the prior austenite grain boundaries during cooling from hot rolling in this Fe - 1.31% C water-hardenable tool steel. The cementite has been darkened using alkaline sodium picrate (90°C - 60 sec.), 500X.
History of Prior-Austenite Grain Boundary Etch Development
One of the earliest etchants to have some success at revealing
PgGBs in some steels was Vilella’s reagent, published in 1938.[1]
This etch has had limited success, mainly with tool steels.
Subsequently, Schrader modified Vilella’s reagent, but it also has
limited value. In 1949, Miller and Day[2] published a 5% aqueous
ferric chloride reagent for low-carbon martensitic steels. Aqueous
ferric chloride and HCl solutions have also been suggested. Nital,
generally in concentrations of 2-10% (do not store more than 3%
HNO3 in ethanol in a tightly closed bottle, as it can
explode), will reveal the grain boundaries in only a few steels –
highly alloyed tool steels in the as-quenched or lightly tempered
condition, such as D2 and high-speed steels.
The first reasonably successful etchant for PgGBs was published in
1955 by Bechet and Beaujard[3] using a saturated aqueous
picric-acid solution (as had been used in studies of temper
embrittlement) containing 0.5% of a wetting agent, “Teepol” (sodium
alkylsulfonate), at room temperature. This etchant has been the
foundation of many subsequent modifications to improve its
effectiveness.
The writer tried this etch[4] on specimens of 8620, 4140 and 5160
in the as-quenched condition and after tempering at 400, 800 and
1200°F using sodium tridecylbenzene sulfonate as the wetting agent.
It did not reveal grain boundaries on any of the 8620 specimens. It
did reveal the PgGBs on as-quenched and tempered (400 and 800°F)
specimens of 4140 and 5160 but did not reveal them on any specimens
tempered at 1200°F. Tempered martensite and tempered bainites both
respond to this etch but only for medium to high-carbon steels and
only when tempered below ~1050°F.
It is well known that saturated aqueous picric acid with a wetting
agent (used at room temperature) reveals PgGBs if phosphorus is
present in the grain boundaries, and this is easier if the specimen
has been heated in the temper embrittlement range.[5] Segregation
of Sn or Sb to the PgGBs, which also causes temper embrittlement,
does not help reveal the PgGBs using this etch in steels free of
phosphorus.[6,7] Preece and Carter[8] showed using TEM that there
was a clear difference in appearance between grain boundaries that
were temper embrittled due to a high local phosphorous
concentration compared to a non-embrittled specimen with a lower
local phosphorous content, even though saturated aqueous picric
acid reveals the PgGBs in both cases and the boundaries looked
similar by light microscopy.
Studies conducted in this time period examined the effect of a variety of wetting agents on the etch response. Nelson[9] conducted the most extensive comparison using five wetting agents, including the most popular one, sodium tridecylbenze sulfonate, with several different etchants including the saturated aqueous picric-acid solution. Without the wetting agent added, saturated aqueous picric acid was an excellent general-purpose etchant for steels, but PgGBs were not revealed. When this wetting agent was added, general-structure etching was suppressed and PgGBs were revealed. None of the other wetting agents tried were as effective. A number of studies on the use of wetting agents in etchants have been reviewed.[10] The original tridecyl version of this wetting agent has branched molecular chains, which are difficult to manufacture and have poor biodegradability. More recent versions have linear chains and are biodegradable. Kilpatrick[14] evaluated the dodecyl version of this wetting agent, which is more easily made, readily biodegradable and works as well. Consequently, this wetting agent is the most commonly used today for revealing PgGBs.
Barraclough[11] reviewed etchants tried by 10 different authors
to reveal PgGBs. He concluded that it was necessary to temper
embrittle specimens to obtain adequate grain-boundary delineation
to permit measurements to be made of the grain size. His work
confirmed that picric acid was the most suitable agent for
revealing PgGBs and the solvent used was critical. Alcohols did not
work, but water or ether gave good results. Petroleum ether is less
dangerous than ethyl ether, but both are explosive when heated
above 100°C, and static electricity can cause explosions. Several
wetting agents were tried, all were suitable, but he preferred
“Teepol” (Teepol is a registered trademark of the Shell Chemical
Co. of Houston, Texas). He found that the aqueous solution could be
used at temperatures up to 85°C, but he did not indicate if higher
temperatures produced any benefit or detriment. Barraclough used
swabbing and lightly back-polished his specimens to reduce the etch
details of the martensite within the grains, which is now an
excellent common practice.
Brownrigg et al.[12] followed up on this study with a slight
modification that they stated allowed them to bring out PgGBs for
as-quenched steels from 0.03-0.8% C with bainitic structures. They
used a solution of 100 mL saturated aqueous picric acid, plus 2 mL
“Teepol” plus 6 drops of HCl. After mixing, they filtered out the
excess picric acid, which they stated reduces staining of the
specimen surface. They immersed specimens at room temperature for
4-10 minutes. They demonstrated that PgGBs could be revealed in
low-carbon (0.04%), as-rolled bainitic structures that were not
recrystallized after hot rolling.
Bodnar et al.[13] studied development of PgGBs in CrMoV rotor
steels using 13 different etchants. The saturated, aqueous
picric-acid etchant produced better results than most but was still
inadequate. Tempering specimens in the embrittlement range did not
help because the phosphorous content was too low. Addition of a
small amount (3-5 drops per 50 mL of etchant) of HCl to the etchant
produced markedly better results. They etched for 5-8 minutes with
the beaker placed in an ultrasonic cleaner for agitation (the water
level in the ultrasonic cleaner must be lower than the etchant
level in the beaker, or the beaker will flip over). This was
followed by light repolishing to remove some of the etch detail
within the grains. Other etchants for revealing PgGBs have been
developed; reference[4] lists 28 reagents published prior to 1984
for this purpose.

Fig. 4. Intergranular SCC cracks in 4340 alloy steel revealed by
etching with saturated aqueous picric acid, plus HCl and Nacconol
90G wetting agent (80°C – 60 sec.), magnification bars are 20 µm
long.
Experimental Procedure
Before specimens can be etched, they must be properly prepared
to a very high quality level. The first and most critical step is
sectioning, which must be conducted to induce minimal damage. Use
abrasive cut-off machines (avoid torch cutting, shearing, band saws
or power hack saws as they induce far too much damage) with a
blade/wheel designed for metallography and for steels of the
hardness level being prepared.
Generally, mounting is performed but may not be necessary if the
structure at the edges of the sample is not important (as in a
specimen cut from the interior of a part). Commence grinding with
SiC paper, using as fine a grit size as possible. As a rule, start
grinding with 120-grit SiC for steels ≥60 HRC; start with 180-grit
SiC for steels between 35 and 60 HRC; and start with 220- to
240-grit SiC for steels <35 HRC.
Next, polish the specimens using flat, low-resilience cloths, such
as DP/MD-Plan or DP/MD-Pan with 9-µm diamond, using a load of 25-30
N per specimen, 150 rpm, for at least 5 minutes. Next, polish with
DP/MD-DAC, DP/MD-DUR or DP/MD-SAT cloths with 3-µm diamond, same
load and rpm, for 5 minutes. For martensitic and bainitic steels
that are to be etched to reveal prior-austenite grain boundaries, a
1-µm step is not necessary. The final step would be to use either a
synthetic neoprene cloth (such as DP/MD-Chem) or a napped or
flocked cloth (such as DP/MD-Floc or DP/MD-Nap) using either
colloidal silica (such as OP-S) or a neutral alumina suspension
(such as OP-AN). Polishing is usually conducted at 120-150 rpm,
same load, from 1-3 minutes.

Fig. 5. Etching with 2% nital (a) reveals packets of lath
martensite; etching with aqueous saturated picric acid solution
with HCl and a wetting agent at 20°C (b) faintly revealed the
prior-austenite grain boundaries in SAE 723, Grade 3, Class 3
pressure vessel steel (Fe - 0.33%C - 0.25%Mn - 0.13%Si - 3.55%Ni -
1.66%Cr - 0.48%Mo - 0.12%V).
A good practice is to lightly etch the specimens after the last
step with a general-purpose reagent, such as 2% nital, to see what
the structure actually is and how well prepared the specimens are
before proceeding to use the saturated aqueous picric-acid etch.
After examination, repeat the last step for at least 1 minute to
remove this etch. Cleaning after each step is important to prevent
contamination of the next step and poor results.
The writer has been using saturated aqueous picric acid plus a
wetting agent and a small HCl addition (when steels have more than
about 1% Cr) for some time but formerly at room temperature. The
specimen would be placed polished face vertical in a beaker with at
least 100 mL of the etchant in an ultrasonic cleaner (the water
level in the ultrasonic cleaner should not be higher than the
etchant level in the beaker or it will flip over). The timer would
be set for 7 minutes with etching at room temperature.
Results with 8620, 4140 and 5160 were described above (without the
HCl addition). Light back-polishing was always done to try and
improve the visibility of the grain boundaries. As sodium
tridecylbenzene sulfonate became difficult to obtain, the writer
switched to the dodecyl version with no apparent difference.

Fig. 6. Prior-austenite grain boundaries are not revealed in
martensitic A-350 (LF3) alloy steel (Fe - 0.07%C - 0.74%Mn -
3.66%Ni - 0.2%Cr - 0.07%Mo (1350°F temper) using nital (a) but are
revealed using aqueous saturated picric acid plus HCl and a wetting
agent at 90°C - 2 minutes (b, as etched).
Results
Several broken, heat-treated, 4340-alloy-steel nut inserts from
the riser of an oil rig were examined. To determine if the crack
patterns were intergranular, specimens were etched in the saturated
aqueous picric-acid filtered solution with HCl using Nacconol 90G
as the wetting agent (Nacconal is a registered trademark of the
Stepan Company of Northfield, Ill.). This is described as sodium
alkyl benzene sulfonate. On the MSDS sheet, the composition is
given as 90-93% sodium dodecylbenzen sulfonate, 5% sodium sulfate,
1% sodium chloride and 1.5% water. HCl was added in the amount of 6
drops per 100 mL of the saturated aqueous picric-acid solution
(1-500 mL). After this was mixed, the excess picric acid was
removed by filtering.
Etching was conducted at room temperature for 7 minutes using the
ultrasonic cleaner for agitation. However, the results were
marginal. Hence, the writer heated the solution to 80-90°C (below
the boiling point to retard evaporation). Specimens were swab
etched for 2 minutes and then back-polished. Results were
exceptionally good, as shown in Figure 4, revealing an
almost fully intergranular crack path from stress-corrosion
cracking (bulk hardness was well above the safe limit for
high-strength steel in salt water).

Fig. 7. Prior-austenite grain boundaries revealed in fully
martensitic Modified 4330V alloy steel with only 0.005%P (Fe -
0.29%C - 0.39%Mn - 3.54%Ni - 1.69%Cr - 0.54%Mo - 0.11%V (1110°F
temper) using aqueous saturated picric acid plus HCl and a wetting
agent at 90°C for 60 seconds.
In a study of SAE 723 Grade-3 Class-3 pressure-vessel steel
forgings, it was necessary to reveal the prior-austenite grain
structure. A previous investigator had etched the specimens with 2%
nital and claimed it revealed a very coarse prior-austenite grain
size. As nital will only reveal the lath martensite and give a
contrast etch to the lath packets, the writer used the saturated
aqueous picric-acid etchant, plus HCl and Nacconol 90G as the
wetting agent. Figure 5a shows an example of the structure
etched with nital, revealing a coarse lath packet size. First, the
saturated picric-acid etch was used at room temperature, but the
results (Figure 5b) were inadequate. The specimen was re-polished
and etched at 90°C, and the results were much better (Figure 5c) as
there was much less structure etching. Dark-field illumination may
be used effectively to reveal the boundaries with strong contrast
(Figure 5d).
The value of back-polishing after etching is illustrated in
Figure 6, which shows a specimen of A-350 (LF3) high-alloy
steel (Fe-0.07%C-0.74%Mn-3.66%Ni-0.2%Cr-0.07%Mo). Note the very low
carbon content, which usually makes the task impossible. Also, the
phosphorous content was only 0.008%, and it was tempered at
1350°F.
These three factors, very low carbon and phosphorus and very high
tempering temperature, would normally make it impossible to reveal
the PgGBs. But, as shown in Figure 6, it was possible with the
etchant heated. This figure also demonstrates the benefit of
careful light back-polishing after etching to remove extraneous
etch detail within the grains and make the boundaries more visible.
A specimen from a forging of modified 4330V with only 0.005%
phosphorus that was tempered at 1110°F was also successfully etched
(Fig. 7). With this low P content and high tempering
temperature, other etchant variations would not reveal the
PgGBs.

Fig. 8. Prior-austenite grain boundaries revealed in 8620 alloy
steel using aqueous saturated picric acid plus HCl and a wetting
agent at 80-90°C, 60 seconds; specimen as-quenched (a) and after
tempering at 400°F (b).
For this study, the writer re-prepared the previously mentioned
8620 and 4140 specimens that were in the as-quenched and
quenched-and-tempered (400, 800 and 1200°F) conditions. They had
been etched with the saturated aqueous picric-acid reagent without
the HCl addition at room temperature. This time, HCl was added and
etching was done at 80-90°C for 60-120 seconds. Figure 8
shows the four fully martensitic 8620-alloy-steel specimens in the
as-quenched and quenched-and-tempered conditions, while Figure
9 shows the four fully martensitic 4140-alloy-steel specimens
in the same heat-treated conditions. In all cases, the
prior-austenite grain boundaries are visible.
Four specimens of 4340-alloy steel were isothermally transformed to
lower bainite and then tempered at 300, 500, 700 and 900°F. They
were etched with the heated saturated aqueous picric-acid reagent
containing HCl and Nacconol 90G wetting agent. Figure 10
shows the specimens tempered at 300 and 500°F that were carefully
back-polished after etching. Results were similar for the two
tempered at 700 and 900°F.

Fig. 9. Prior-austenite grain boundaries revealed in fully
martensitic 4140 alloy steel using aqueous saturated picric acid
plus HCl and a wetting agent at 80-90°C; specimen in the
as-quenched condition (a) and after a 400°F (b) temper.
Prior-austenite grain boundaries revealed in fully martensitic 4140
alloy steel using aqueous saturated picric acid plus HCl and a
wetting agent at 80-90°C; after an 800°F (c) and a 1200°F (d)
temper.

Figure 10: Prior-austenite grain boundaries in 4340 alloy steel
isothermally transformed to lower bainite using aqueous saturated
picric acid plus HCl and a wetting agent after tempering at 300°F
(a) and 500°F (b). These specimens were back polished after
etching.
Conclusions
Revealing prior-austenite grain boundaries has been one of the
most difficult and frustrating tasks assigned to the
metallography/materialography laboratory. The most successful etch
had been saturated aqueous picric acid containing a wetting agent,
usually sodium dodecylbenzene sulfonate, at room temperature for
periods of 4-20 minutes. However, this etch was unable to reveal
PgGBs in martensitic or bainitic steels with carbon contents below
~0.3% or with phosphorus contents below ~0.010%, even when
subjected to step-embrittlement cycles or for steels tempered above
~1050°F.
However, if a small amount of HCl is added and the etchant is used
at ~80-90°C (results were good at 70°C when tried on one specimen),
these limitations are overcome. Filtering the solution before use
does help reduce staining/pitting attack. Careful, low-pressure
back-polishing on a stationary cloth using OP-AN alumina slurry is
very effective at reducing extraneous etch detail within the grains
and enhancing grain-boundary visibility.
Acknowledgement
The writer is grateful
to Michael He and the staff at Scot Forge (Spring Grove, Ill.), for
the use of their equipment and for supplying some of the forged
specimens tested in this program. IH
George F. Vander Voort
Consultant, Struers Inc.; Westlake, Ohio
References
1. J.R. Vilella, Metallographic Techniques for Steel, American
Society for Metals, Cleveland, Ohio, 1938.
2. O.O. Miller and M.J. Day, “Ferric Chloride(三氯化铁) Etchant for
Austenite Grain Size of Low-Carbon Steel,” Metal Progress,
Vol. 56, 1949, pp. 692-695.
3. S. Bechet and L. Beaujard, “New Reagent for the Micrographical
Demonstration of the Austenite Grain of Hardened or
Hardened-Tempered Steels,” Rev. Met., Vol. 52, 1955, pp.
830-836.
4. G.F. Vander Voort, Metallography: Principles and
Practice, McGraw-Hill Book Co., NY, 1984 and ASM
International, Metals Park, OH, 1999, p. 222.
5. A.H. Ücisik, H.C. Feng and C.J. McMahon, “The Influence of
Intercritical Heat Treatment on the Temper Embrittlement of a
P-Doped Ni-Cr Steel,” Metall. Trans., Vol. 9A, 1978, pp.
321-329.
6. A.K. Cianelli et al., “Temper Embrittlement of a Ni-Cr Steel by
Sn,” Metall. Trans.( Metallurgical and
Materials Transactions A) , Vol. 8A, 1977, pp.
1059-1061.
7. A.H. Ücisik, C.J. McMahon and H.C. Feng, “The Influence of
Intercritical Heat treatment on the Temper Embrittlement
Susceptibility of an Sb-doped Ni-Cr Steel,” Metall.
Trans., Vol. 9A, 1978, pp. 604-606.
8. A. Preece and R.D. Carter, “Temper-Brittleness in High-Purity
Iron-Base Alloys,” J. Iron and Steel Inst., Vol. 173, 1953, pp.
387-398.
9. J.A. Nelson, “The Use of Wetting Agents in Metallographic
Etchants,” Praktische Metallographie, Vol. 4, 1967, pp.
192-198.
10. G.F. Vander Voort, “Wetting Agents in Metallography,”
Materials Characterization, Vol. 35, September 1995, pp.
135-137.
11. D.R. Barraclough, “Etching of Prior Austenite Grain Boundaries
in Martensite,” Metallography, Vol. 6, 1973, pp.
465-472.
12. A. Brownrigg et al., “Etching of Prior Austenite Grain
Boundaries in Martensite,” Metallography, Vol. 8, 1975,
pp. 529-533.
13. R.L. Bodnar et al., “Technique for Revealing Prior Austenite
Grain Boundaries in CrMoV Turbine Rotor Steel,”
Metallography, Vol. 17, 1984, pp. 109-114.
14. Kilpatrick, personal communication, 1995

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