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第1.5节  无穷小,有限超实数与无穷大

(2013-06-25 17:06:01)
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1.5  INFINITESIMAL,  FINITE,  AND  INFINITE  NUMBERS

Let us summarize our intuitive description of the hyperreal numbers  from Section 1.4. The real line is a subset of the hyperreal line;  that is ,  each real number belongs to the set of hyperreal numbers. Surrounding each real number r, we introduce a collection of hyperreal numbers infinitely close to r. The hyperreal numbers infinitely close to zero are called infinitesimals. The reciprocals of nonzero infinitesimals are infinite hyperreal numbers. The collection of all hyperreal numbers satisfies the same algebraic laws as the real numbers. In this section we describe the hyperreal numbers more precisely and develop a facility for computation with them.

 This entire calculus course is developed from three basic principles relating the real and hyperrdal numbers: the Extension Principle, the Transfer Principle, and the Standard Part Principle. The first two principles are presented in this section, and the third principle is in the next section.

We begin with the Extension Principle, which gives us new numbers called hyperreal numbers and extends all real functions to these numbers. The Extension Principle will deal with hyperreal functions as well as real functions. Our discussion of real functions in Section 1.2 can readily be carried over to hyperreal functions. Recall that for each real number  α, a real function f of one variable either associates another real number b = f (α) or is undefined. Now, for each hyperreal number H, a hyperreal function F of one variable either associates another hyperreal number K = F (H) or is undefined. For each pair of hyperreal numbers  H  and J, a hyperreal function G of two variables either associates another hyperreal number K = G (H, J) or is undefined. Hyperreal functions of three or more variables are defined in a similar way.

I.   THE  EXTENSION  PRINCIPLE    

(a)     The real numbers form a subset of the hyperreal numbers, and the order relation x y   for the real numbers is a subset of the order relation for the hyperreal numbers.

(b)    There is a hyperreal number that is greater than zero but less than every positive real number.

(c)    For every real function f of one or more variables we are given a corre- sponding hyperreal function  f* of the same number of variables. f* is called the natural extension of f .

Part (a) of the Extension Principle says that the real line is a part of the hyperreal line. To explain part (b) of the Extension Principle, we give a careful definition of an infinitesimal.

 

DEFINITION

         A hyperreal number b is said to be:

        positive infinitesimal  if  b is positive but less than every positive real number.

             negative infinitesimal  if  b is negative but greater than every negative real number.

Infinitesimal if  b is either positive infinitesimal, negative infinitesimal. or zero.

 

With this definition, part (b) of the Extension Principle says that there is at least one positive infinitesimal. We shall see later that there are infinitely many positive infinitesimals. A positive infinitesimal is a hyperreal number but cannot be a real number, so part (b) ensures that there are hyperreal numbers that are not real numbers.

Part (c) of the Extension Principle allows us to apply real functions to hyperreal numbers. Since the addition function + is a real function of two variables, its natural extension +* is a hyperreal function of two variables. If x and y are hyperreal numbers, the sum of x and y is the number x +* y formed by using the natural extension of +. Similarly, the product of x and y is the number x* y formed by using the natural extension of the product function. To make things easier to read, we shall drop the asterisks and write simply x + y and xy for the sum and product of two hyperreal numbers x and y. Using the natural extensions of the sum and product functions, we will be able to develop algebra for hyperreal numbers. Part (c) of the Extension Principle also allows us to work with expressions such as cos (x) or sin (x + cos (y)),which involve one or more real functions. We call such expressions real expressions. These expressions can be used even when x and y are hyperreal numbers instead of real numbers. For example, when x and y are hyperreal, sin (x +cos (y))will mean sin* (x + cos* (y)),where sin* and cos* are the natural extensions of sin and cos. The asterisks are dropped as before.

We now state the Transfer Principle, which allows us to carry out compu-tations with the hyperreal numbers in the same way as we do for real numbers. Intuitively, the Transfer Principle says that the natural extension of  each real function has the same properties as the original function.

 

ll.  TRANSFER  PRINCIPLE

Every real statement that holds for one or more particular real functions holds for the hyperreal natural extensions of these functions.

 

Here are seven examples that illustrate what we mean by a real statement. In general, by a real statement we mean a combination of equations or inequalities about teal expressions, and statements specifying whether a real expression is defined or undefined. A real statement will involve real functions.

第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大

Each example has two variables, x and y, and holds true whenever x and y are real numbers. The Transfer Principle tells us  that each example also holds whenever x and y are hyperreal numbers. For instance, by Example (4), x/0 is undefined, even for hyperreal x. By Example (6), 第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大  even lon hyperreal x.

Notice that the first five examples involve only the sum, difference, product, and quotient functions. However, the last two examples are real statements involving the transcendental functions sin, cos, and log10 . The Transfer Principle extends all the familiar rules of trigonometry, exponents, and logarithms to the hyperreal numbers.

In calculus we frequently make a computation involving one or more unknown real numbers. The Transfer Principle allows us to compute in exactly the same way with hyperreal numbers. It “transfers” facts about the real numbers to facts about the hyperreal numbers. In particular, the Transfer Principle implies that a real function and its natural extension always give the same value when applied to a real number. This is why we are usually able to drop the asterisks when computing with hyperreal numbers.

A  real statement is often used to define a new real function from old real runctions. By the Transfer Principle, whenever a real statement defines a real function, the same real statement also defines the hyperreal natural extension function. Here are three more examples.

第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大

In each case, the hyperreal natural extension is the function defined by the given real statement when x and y vary over the hyperreal numbers. For example, the hyperreal natural extension of the square root function, 第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大, is defined by Example when x and y are hyperreal.

An important use of the Transfer Principle is to carry out computations with infinitesimals. For example, a computation with infinitesimals was used in the slope calculation in Section 1.4. The Extension Principle tells us that there is at least one positive infinitesimal hyperreal number, say ε.   Starting from ε, we can use the Transfer Principle to construct infinitely many other positive infinitesimals. For example, ε2 is a positive infinitesimal that is smaller than ε, 0 < ε2< ε. (This follows from the Transfer Principle because 0 <</font> x2<</font> x for all real x between 0 and 1.) Here are several positive infinitesimals, listde in increasing order:

                           第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大
               We shall now give a list of rules for deciding whether a given hyperreal number is infinitesimal, finite, or infinite. All these rules follow from the Transfer Principle alone. First, look at Figure 1.5.1, illustrating the hyperreal line. 

  第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大

DEFINITION

A hyperrdal number b is said to be:

Finite if b is between two real number.

positive infinite if b is greater than every real number.

negative infinite if b is less than every real number.

Notice that each infinitesimal number is finite. Before going through the whole list of rules, let us take a close look at two lf them.

第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大

If ε is positive infinitesimal, then 1/ε is positive infinite. From experience we know that reciprocals of small numbers are large, so we intuitively expect 1/ε  to be positive infinite. We can use the Transfer Principle to prove 1/ε is positive infinite. Let r be any positive real number. Since ε is positive infinitesimal, 0 <</font> ε <</font> 1/r. Applying the Transfer Principle, 1/ε > r >0. Therefore, 1/ε is positive infinite.

第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大

RULES FOR INFINITESIMAL, FINITE,  AND INFINITE  NUMBERS      Assume that   ε, δ  are infinitesimals; b, c are hyperreal numbers that are finite but not infinitesimal; and H, K are infinite hyperreal nubers.

(i)Real numbers:

         The only infinitesimal real number is 0.

Every real number is finite.

(ii)Negatives:

         ε is infinitesimal.

b is finite but not infinitesimal.

H is infinite

(iii)Reciprocals:

If  ε0, 1/ε is infinite.

1/b is finite but not infinitesimal.

1/H is infinitesimal.

(iv)Sums:

ε + δ is infinitesimal.

b +ε is finite but not infinitesimal.

b + c is finite (possibly infinitesimal).

H + ε and H + b are infinite

(v)Products:

δ · ε and b · ε are infinitesimal.

b · c is finite but not infinitesimal.

H · b and H · K are infinite

(vi)Quotients:

ε/b, ε/H, and b/H are infinitesimal.

b/c is finite but not infinitesimal.

b/ε, H/ε, and H/b are infinite, provided that ε0.

(vii)Roots:

第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大

Notice that we have given no rule for the following combinations:

         ε /δ, the quotient of two infinitesimals.

  H/K, the quotient of two infinite numbers.

        Hε, the product of an infinite number and an infinitesimal.

        H + K, the sum of two infinite numbers.

Each of these can be either infinitesimal, finite but not infinitesimal, or infinite, depending on what ε, δ,, H, and K are. For this reason, they are called indeterminate forms.

Here are three very different quotients of infinitesimals.

第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大
Table 1.5.1 on the following page shows the three possibilities for each indeterminate form. Here are some examples which show how to use our rules.

EXAMPLE 1    Considerb-3ε/c +2δ. ε is infinitesimal, so-  is infinitesimal, and b- is finite but  not infinitesimal. Similarly, c+2δ  is finite but not infinitesimal. Therefore the quotient

第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大
Is finite but not infinitesimal.

第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大

The next three examples are quotients of infinitesimals.

 

EXAMPLE   The  quotient

第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大


is infinitesimal, provided  ε0.

The given number is equal to

⑴ 

第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大

 We  see  in turn that 第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大 are infinitesimal; hence the sum⑴ is infinitesimal.

EXAMPLE  3   If ε0,  the quotient

第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大

Is  finite but not infinitesimal.

Cancelling an ε  from numerator and denominator, we get

第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大

Since 3ε2 + ε  is infinitesimal while -6 is finite but not infinitesimal, the numerator

第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大

Is  finite but not infinitesimal. Similarly, the denominator 2ε+1, and hence the quotient ⑵  is finite but not infinitesimal.

EXAMPLE  If ε , the quotient

第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大

is infinite.

We  first note that the denominator  5ε4+ε3 is not zero because it can be written as a product  of  nonzero factors,

第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大

When  we cancel ε2  from the numerator and denominator we get

第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大

We see in turn that:

第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大

 

第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大

Now  1/H  and  1/H2  are infinitesimal. Therefore both the numerator and denominator are finite but not infinitesimal, and so is the quotient.

 

In  the next theorem we list facts about the ordering of the hyperreals.

 

THEOREM  1

(i)Every hyperreal number which is between two infinitesimals is infinitesi-mal.

(ii)Every hyperreal number which is between two finite hyperreal numbers is finite.

(iii)Every hyperreal number which is greater than some positive infinite number is positive infinite.

(iv)Every hyperreal number which is less than some negative infinite number is negative infinite .

 

All the proofs are easy. We prove(iii), which is especially useful.  Assume H is positive infinite and H < K. Then for any real number  r , r < H < K. Therefore, r < K and K is positive  infinite.

 

EXAMPLE  6   If H and are positive infinite hyperreal numbers, then H + K is positive infinite. This is true because H + K is greater than H.

Our last example concerns square roots.

第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大

第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大

第1.5节 <wbr> <wbr>无穷小,有限超实数与无穷大

           (a)  infinitesimal?

           (b)  finite but not infinitesimal?

           (c)  infinite?





 

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