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金杜助力大冢制药完成维维股份之股份转让项目

(2016-08-24 14:34:03)
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作者:金杜律师事务所 King & Wood Mallesons

2016年8月,日本大冢制药株式会社(简称“大冢制药”)在金杜律师事务所(简称“金杜”)专业团队的协助下在华正式完成了一宗转让上市公司股份的交易项目。在本次交易中,大冢制药在英属维尔京群岛的全资子公司Giant Harvest Limited(简称“GHL”)以协议转让的方式以人民币14.8896亿的对价转让了其持有的维维食品饮料股份有限公司(股票代码600300,简称“维维股份”)的全部股份。交易的受让方为方正证券股份有限公司(简称“方正证券”)及安信乾盛财富管理(深圳)有限公司(简称“安信乾盛”)分别设立的两个资产管理计划,即方正证券善赢1号集合资产管理计划(简称“方正资管计划”)及安信乾盛国鑫创沅1号资产管理计划(简称“安信资管计划”)。

Advised by King & Wood Mallesons (“KWM”), Otsuka Pharmaceutical Co., Ltd. (“Otsuka”) completed the transfer of shares in a listed company in China in August 2016.  In this project, Giant Harvest Limited (“GHL”), Otsuka’s wholly-owned subsidiary incorporated in British Virgin Islands, transferred all of its shares in VV Food & Beverage Co., Ltd. (stock code: 600300, “VV”) via share transfer by agreement for a consideration of RMB1,488,960,000.  The transferees were two assets management plans set up respectively by Founder Securities Co., Ltd. (“Founder Securities”) and An Xin Qian Sheng Fortune Management (Shenzhen) Co., Ltd. (“AXSQ”), i.e. Founder Securities Shan Ying No.1 Collective Assets Management Plan (“Founder Assets Management Plan”) and An Xin Qian Sheng Guo Xin Chuang Yuan No.1 Assets Management Plan (“Anxin Assets Management Plan”).

在2016年5月签订的股份转让合同中,GHL将其持有的维维股份共计3.168亿股(占维维股份已发行股本的18.95%)的股份全部转让,其中方正证券代表方正资管计划受让1.513亿股(占维维股份已发行股本的9.05%),安信乾盛代表安信资管计划受让1.655亿股(占维维股份已发行股本的9.9%)。本次交易由上市公司外国股东协议转让上市公司股份,涉及商务部门审批、监管账户安排、非居民企业所得税代扣代缴、外汇基本信息登记的变更等事宜。此外,由于受让方系资产管理计划,因此交易的各个环节具有较多不确定性。金杜团队全程参与了包括项目结构设计、交易合同起草谈判等过程,就交易中的众多争议问题进行了大量的法律研究和论证,得到了客户的高度认可。

According to the Share Transfer Agreement executed in May 2016, GHL transferred 316.8 million shares of VV (representing18.95% of the outstanding share capital of VV).  Founder Securities, for and on behalf of the Founder Assets Management Plan, purchased 151.3 million shares of VV (representing9.05% of the outstanding share capital of VV), and AXSQ, for and on behalf of the Anxin Assets Management Plan, purchased 165.5 million shares of VV (representing9.9% of the outstanding share capital of VV).  As it was a deal in which a foreign shareholder transferred shares in a listed company via share transfer by agreement, it involved approval of the commercial authority, arrangement of an escrow account, withholding tax imposed on a non-resident enterprise, and alteration registration of foreign exchange information.  Besides, as the transferees were assets management plans, each step of the deal was full of much uncertainty.  KWM team participated in the whole process of transaction structure design, transaction documents drafting and negotiation, and conducted legal research on many disputed issues.  KWM’s work was highly acknowledged by the client.


金杜在该项目中担任大冢制药的法律顾问,项目的主办合伙人为陈青东律师、张明远律师和张运帷律师,律师团队包括咸海兰、王臻婷、李凌碧及王迟。

KWM acted as legal counsel for Otsuka in this project, which was led by partners Donald Chen, Zhang Mingyuan and Mark Zhang, and supported by Xian Hailan, Wang Zhenting, Li Lingbi and Wang Chi.


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